-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CAVfcB3mh9zgpjzjdfj9EsCYg/jCFvT8g9S7jZ8vMWOf0fNN/bptVfv2TKQtRB2A jrpNnc/hgogIeGSNeniAfg== 0000950134-99-003741.txt : 19990511 0000950134-99-003741.hdr.sgml : 19990511 ACCESSION NUMBER: 0000950134-99-003741 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990510 GROUP MEMBERS: FRANCIS E O'DONNELL JR GROUP MEMBERS: REGENT COURT TECHNOLOGIES LLC GROUP MEMBERS: WILLIAMS JONNIE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STAR SCIENTIFIC INC CENTRAL INDEX KEY: 0000776008 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 521402131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-38497 FILM NUMBER: 99615433 BUSINESS ADDRESS: STREET 1: 16 SOUTH MARKET STREET CITY: PETERSBURG STATE: VA ZIP: 23803 BUSINESS PHONE: 8048610681 MAIL ADDRESS: STREET 1: 16 SOUTH MARKET STREET CITY: PETERSBURG STATE: VA ZIP: 23803 FORMER COMPANY: FORMER CONFORMED NAME: EYE TECHNOLOGY INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAMS JONNIE CENTRAL INDEX KEY: 0001056017 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O EYE TECHNOLOGY INC STREET 2: 16 S MARKET ST CITY: PETERSBURG STATE: VA ZIP: 23803 BUSINESS PHONE: 8048610681 MAIL ADDRESS: STREET 1: C/O EYE TECHNOLOGY INC STREET 2: 16 S MARKET ST CITY: PETERSBURG STATE: VA ZIP: 23803 SC 13D/A 1 AMENDMENT NO. 4 TO SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (RULE 13D-101) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4) Star Scientific, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 301907 30 9 - -------------------------------------------------------------------------------- (CUSIP Number) James A. McNulty Star Scientific, Inc., 16 South Market Street, Petersburg, Virginia 23803 (804) 861-0681 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 12, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note. Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. (Continued on following pages) - ----------------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - --------------------- ----------------- CUSIP NO. 301907 30 9 13D PAGE 2 OF 7 PAGES - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Regent Court Technologies, LLC (formerly Regent Court Technologies, a Missouri general partnership) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Virginia - -------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER -------------------------------------------------------- BENEFICIALLY OWNED 8 SHARED VOTING POWER 34,012,059 -------------------------------------------------------- BY EACH REPORTING 9 SOLE DISPOSITIVE POWER -------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 34,012,059 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 34,012,059 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 64.76% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 - --------------------- ----------------- CUSIP NO. 301907 30 9 13D PAGE 3 OF 7 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Jonnie R. Williams - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER 888,362 ----------------------------------------------------- BENEFICIALLY OWNED 8 SHARED VOTING POWER 36,280,419 ----------------------------------------------------- BY EACH REPORTING 9 SOLE DISPOSITIVE POWER 888,362 ----------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 36,280,419 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,168,781 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 70.78% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 4 - --------------------- ----------------- CUSIP NO. 301907 30 9 13D PAGE 4 OF 7 PAGES - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Francis E. O'Donnell, Jr. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER --------------------------------------------------- BENEFICIALLY OWNED 8 SHARED VOTING POWER 38,548,781 --------------------------------------------------- BY EACH REPORTING 9 SOLE DISPOSITIVE POWER --------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 38,548,781 - -------- ----------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 38,548,781 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 73.40% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 5 SECURITIES AND EXCHANGE COMMISSION SCHEDULE 13D Item 1. Security and Issuer. This statement relates to the Common Stock, $.01 par value per share ("Common Stock"), of Star Scientific, Inc. ("Star Scientific"). The address of Star Scientific's principal executive offices is 16 South Market Street, Petersburg, Virginia 23803. Item 2. Identity and Background. Set forth below is information required by this Item with respect to each person filing this statement.
Item 2(d) or 2(e) Convictions, Judgments, Principal Occupation or Business Decrees, or Orders Citizenship Name and Address and Address ------------------ ------------ - ---------------- ----------- Regent Court Technologies, LLC Research and development None VA 709 The Hamptons Lane 709 The Hamptons Lane Chesterfield, Missouri 63017 Chesterfield, Missouri 63017 Jonnie R. Williams Eye Technology, Inc. None US 16 South Market Street 16 South Market Street Petersburg, Virginia 23803 Petersburg, Virginia 23803 Francis E. O'Donnell, Jr., MD Ophthalmologist None US 709 The Hamptons Lane 709 The Hamptons Lane Chesterfield, Missouri 63017 Chesterfield, Missouri 63017
Item 3. Source and Amount of Funds or Other Consideration. Inapplicable. Item 4. Purpose of Transaction. On April 12, 1999, Jonnie R. Williams, an individual, sold a total of 1,380,000 shares of Common Stock in private transactions exempt from registration under the Securities Act of 1933, as amended. (Page 5 of 7 Pages) 6 Item 5. Interest in Securities of the Issuer. (a) The information set forth in items 1, 11, and 13 of the second part of the cover page of this statement is incorporated herein by reference. (b) The information set forth in items 1 and 7-10 of the second part of the cover page of this statement is incorporated herein by reference. (c) Inapplicable (d) Inapplicable (e) Inapplicable Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. Inapplicable. Item 7. Material to Be Filed as Exhibits. Inapplicable. (Page 6 of 7 Pages) 7 SIGNATURES After reasonable inquiry and to the best of their individual knowledge and belief, the signatories below certify that the information set forth in this statement is true, complete, and correct. The persons whose signatures appear below agrees that this statement on Amendment No. 4 to Schedule 13D is filed on behalf of each of them. Executed as of May 10, 1999. /s/ JONNIE R. WILLIAMS REGENT COURT TECHNOLOGIES, LLC - ------------------------------- Jonnie R. Williams /s/ FRANCIS E. O'DONNELL, JR By: /s/ JONNIE R. WILLIAMS - ------------------------------- ------------------------------------- Francis E. O'Donnell, Jr Name: Jonnie R. Williams Title: Member By: /s/ FRANCIS E. O'DONNELL, JR ------------------------------------- Name: Francis E. O'Donnell, Jr. Title: Member (Page 7 of 7 Pages) -----END PRIVACY-ENHANCED MESSAGE-----